SFC Brokers for 2024

We found 4 online brokers that are appropriate for Trading SFC Regulated.

SFC Brokers Guide

Analysis by Andrew Blumer, Updated Last updated - April 24, 2024

SFC Brokers

Introduction to the SFC

SFC is the abbreviation of Securities and Futures Commission. The SFC is an independent body that has the sole purpose of regulating the securities and futures markets in Hong Kong.

The SFC routinely revolves issues, conducts investigations, and enforces disciplinary actions for the Securities and Futures Ordinance (SFO) and its subsidiaries. The SFC is strengthened by the SFO in several different capacities. Additionally, since the SFC is an independent body, it is funded by licensing fees as well as transactions that are tied by regulations.

Internationally, the SFC works as the financial regulator. The SFC’s sole concern is to maintain the safety and regulate the futures and security markets in Hong Kong. Therefore, the SFC's regulations can be beneficial for traders and investors who want to invest in Hong Kong’s securities and futures markets.

In a nutshell, the SFC aims to maintain and promote fairness, efficiency, transparency, as well as competitiveness in the securities and futures industry in Hong Kong.

Roles of the SFC

Although the SFC’s main role is protect investors and traders on the futures and securities markets, they also enforce market regulations so that brokerages and relevant financial institutions are compliant with them. This way, the SFC is able to protect their clients with the highest standards of security and services.

In addition, the SFC is also responsible to regulating licensing and supervising intermediaries. The SFC works around the clock to monitor and supervise market operations including the exchanges, brokerages, trading platforms, registrars, and other relevant activities.

Also, the SFC oversees the regulations which are relevant to companies and other bodies. They are also in charge of communicating with clients from trading platforms, as well as investors to understand market volatility and operations from a larger perspective. Through this, the SFC helps clients and customers to understand the underlying risks of investing, their rights, as well as their responsibilities.

Background of the SFC

The SFC is one of the four available regulators in Hong Kong. All four regulators including the SFC work together to ensure that the market activities are properly conducted by all participants.

However, the securities and futures market in Hong Kong was not regulated until 1974 when the market crash took place. The legislation was created to prevent any future market crash. Based on the legislation's decision, it was decided that the regulation of the market would be handled by two separate commissions. One would oversee the securities, while the other would oversee commodities trading.

This legislation was created to protect investors. However, the major market crashed again in 1987, which led to the creation of the Securities Review Committee. In 1989, the SFC was founded to regulate and supervise market activities. This was meant to protect investors, traders, as well as relevant financial institutions and bodies.

However, the 1997 Asian Financial Crisis hit, which forced further reviews of the SFC. It was revealed that although the SFC was established in 1989, its operators were not strictly regulated until the early 1990s when the SFC started to get its funds through fees.

The SFC Today

Today, the SFC is responsible for monitoring and supervising the commodity futures brokerages in Hong Kong to be compliant with present regulations to protect clients, traders, and investors. The SFC does this by enforcing these brokerages to take the most appropriate measures to mitigate the risks of the oil crude trading futures contracts. At the same time, the SFC has also encouraged brokerages to safely open new positions for investors or clients who are new to the world of futures and securities. This has the added benefit of encouraging regulated brokers to give reliable information to their clients about the potential risks of trading on financial markets.

Additionally, the SFC also ensures that brokerages manage investor and client exposures towards the market. However, as mentioned above, not all clients comprehend the underlying risks of the futures and securities market. Therefore, the SFC recommends brokerages to control the market exposure of their clients so that traders and investors will be able to understand the potential, takeaways, and risks of the financial products they are trading. In doing so, the SFC will also need to highlight the risks management measures which the brokers will need to implement to manage their risks.

Overall, if you are planning to join one of the Hong Kong brokerages, be sure to check their certification. Most importantly, you should check to make sure they are regulated so that you will not be disadvantaged.

We have conducted extensive research and analysis on over multiple data points on SFC Brokers to present you with a comprehensive guide that can help you find the most suitable SFC Brokers. Below we shortlist what we think are the best SFC regulated brokers after careful consideration and evaluation. We hope this list will assist you in making an informed decision when researching SFC Brokers.

Reputable SFC Brokers Checklist

Selecting a reliable and reputable online SFC Regulated trading brokerage involves assessing their track record, regulatory status, customer support, processing times, international presence, and language capabilities. Considering these factors, you can make an informed decision and trade SFC Regulated more confidently.

Selecting the right online SFC Regulated trading brokerage requires careful consideration of several critical factors. Here are some essential points to keep in mind:

Our team have listed brokers that match your criteria for you below. All brokerage data has been summarised into a comparison table. Scroll down.

Compare Key Features of SFC Regulated Brokers in Our Brokerage Comparison Table

When choosing a broker for SFC regulated trading, it's essential to compare the different options available to you. Our SFC regulated brokerage comparison table below allows you to compare several important features side by side, making it easier to make an informed choice.

By comparing these essential features, you can choose a SFC regulated broker that best suits your needs and preferences for SFC regulated. Our SFC regulated broker comparison table simplifies the process, allowing you to make a more informed decision.

Top 15 SFC Regulated Brokers of 2024 compared

Here are the top SFC Regulated Brokers.

Compare SFC regulated brokers for min deposits, funding, used by, benefits, account types, platforms, and support levels. When searching for a SFC regulated broker, it's crucial to compare several factors to choose the right one for your SFC regulated needs. Our comparison tool allows you to compare the essential features side by side.

All brokers below are SFC regulated brokers. Learn more about what they offer below.

You can scroll left and right on the comparison table below to see more SFC regulated brokers that accept SFC regulated clients.

Broker Forex.com z.comtrade argonautsecurities Delta Stock
Rating
Regulation Financial Conduct Authority (FCA), The Australian Securities and Investments Commission (ASIC), Cayman Islands Monetary Authority (CIMA), Investment Industry Regulatory Organization of Canada (IIROC), National Futures Association (NFA), Commodities Futures Trading Commission (CFTC), The Monetary Authority of Singapore (MAS), Financial Services Agency (FSA), The Securities and Futures Commission (SFC), Cyprus Securities & Exchange Commission (CySEC) Financial Conduct Authority (FCA), Financial Services Authority (FSA), Securities and Futures Commission (SFC) Australian Securities Exchange (ASX), Australian Securities and Investments Commission (ASIC), Securities and Futures Ordinance (SFO), Securities and Futures Commission (SFC) Securities and Futures Commission (SFC)
Min Deposit 100 50 1 100
Funding
  • Bank transfer
  • Credit Card
  • Paypal
  • Bank transfer
  • Credit Card
  • Paypal
  • Bank transfer
  • Credit Card
  • Paypal
  • Bank transfer
  • Credit Card
  • Paypal
Used By 200,000+ 10,000+ 10,000+ 10,000+
Benefits
  • Allows scalping
  • Allows hedging
  • Offers STP
  • Low min deposit
  • Guaranteed stop loss
  • Offers Negative Balance Protection
  • Allows scalping
  • Offers STP
  • Low min deposit
  • Low min deposit
  • Allows hedging
  • Low min deposit
Accounts
  • Demo account
  • Mini account
  • Standard account
  • ECN account
  • Islamic account
  • Demo account
  • Mini account
  • ECN account
  • Islamic account
  • Demo account
  • Standard account
  • Demo account
  • Micro account
  • Mini account
  • Standard account
Platforms MT4, MT5, WebTrader, Advantage Trader Pro, TradingView, Tablet and mobile apps Desktop,Android,Tablet,iPhone Android,WEB,Desktop,iPhone,Mac MT4, Web Trader, Tablet & Mobile apps
Support
  • Live chat
  • Phone support
  • Email support
  • Live chat
  • Phone support
  • Email support
  • Live chat
  • Phone support
  • Email support
  • Live chat
  • Phone support
  • Email support
Learn More Sign Up with
forexcom
Sign Up with
zcomtrade
Sign Up with
argonautsecurities
Sign Up with
deltastock
Risk Warning CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 80% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money. Your capital is at risk Your capital is at risk Losses can exceed deposits
Demo Forex.com
Demo
Z.com Trade
Demo
Argonaut Securities
Demo
Delta Stock
Demo
Excluded Countries BE US US


All SFC regulated brokers in more detail

You can compare SFC Regulated Brokers ratings, min deposits what the the broker offers, funding methods, platforms, spread types, customer support options, regulation and account types side by side.

We also have an indepth Top SFC Regulated Brokers for 2024 article further below. You can see it now by clicking here

We have listed top SFC regulated brokers below.

SFC Brokers List

Forex.com
(3/5)
Min deposit : 100
Forex.com was established in 1999 and is used by over 200000+ traders. CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 80% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money. Forex.com offers Forex, Indices, Commodities, Equities, Cryptocurrencies. Cryptocurrency availability with Forex.com is subject to regulation.

Funding methods

Bank transfer Credit Card Paypal

Platforms

MT4, MT5, WebTrader, Advantage Trader Pro, TradingView, Tablet and mobile apps

Customer support

Live chat Phone support Email support

Account Types

Micro account Standard account ECN account
Islamic account VIP account
Regulated by Financial Conduct Authority (FCA), The Australian Securities and Investments Commission (ASIC), Cayman Islands Monetary Authority (CIMA), Investment Industry Regulatory Organization of Canada (IIROC), National Futures Association (NFA), Commodities Futures Trading Commission (CFTC), The Monetary Authority of Singapore (MAS), Financial Services Agency (FSA), The Securities and Futures Commission (SFC), Cyprus Securities & Exchange Commission (CySEC)
z.comtrade
(3/5)
Min deposit : 50
Z.com Trade was established in 2008 and is used by over 10000+ traders. Your capital is at risk Z.com Trade offers Forex trading, CFD trading, Spread Betting, Social trading, Share Dealing.

Funding methods

Bank transfer Credit Card Paypal

Platforms

Desktop,Android,Tablet,iPhone

Customer support

Live chat Phone support Email support

Account Types

Micro account Standard account ECN account
Islamic account VIP account
Regulated by Financial Conduct Authority (FCA), Financial Services Authority (FSA), Securities and Futures Commission (SFC)
argonautsecurities
(3/5)
Min deposit : 1
Argonaut Securities was established in 2009 and is used by over 10000+ traders. Your capital is at risk Argonaut Securities offers Forex trading, CFD trading, Spread Betting, Social trading, Share Dealing.

Funding methods

Bank transfer Credit Card Paypal

Platforms

Android,WEB,Desktop,iPhone,Mac

Customer support

Live chat Phone support Email support

Account Types

Micro account Standard account ECN account
Islamic account VIP account
Regulated by Australian Securities Exchange (ASX), Australian Securities and Investments Commission (ASIC), Securities and Futures Ordinance (SFO), Securities and Futures Commission (SFC)
Delta Stock
(3/5)
Min deposit : 100
Delta Stock was established in 1998 and is used by over 10000+ traders. Losses can exceed deposits Delta Stock offers Forex.

Funding methods

Bank transfer Credit Card Paypal

Platforms

MT4, Web Trader, Tablet & Mobile apps

Customer support

Live chat Phone support Email support

Account Types

Micro account Standard account ECN account
Islamic account VIP account
Regulated by Securities and Futures Commission (SFC)

Learn more Learn more about Forex.com.
CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 80% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money.
TRADE NOW Try Forex.com today
CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 80% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money.