We found 11 online brokers that are appropriate for Trading SFC Regulated.
SFC is the abbreviation of Securities and Futures Commission. The SFC is an independent body that has the sole purpose of regulating the securities and futures markets in Hong Kong.
The SFC routinely revolves issues, conducts investigations, and enforces disciplinary actions for the Securities and Futures Ordinance (SFO) and its subsidiaries. The SFC is strengthened by the SFO in several different capacities. Additionally, since the SFC is an independent body, it is funded by licensing fees as well as transactions that are tied by regulations.
Internationally, the SFC works as the financial regulator. The SFC’s sole concern is to maintain the safety and regulate the futures and security markets in Hong Kong. Therefore, the SFC's regulations can be beneficial for traders and investors who want to invest in Hong Kong’s securities and futures markets.
In a nutshell, the SFC aims to maintain and promote fairness, efficiency, transparency, as well as competitiveness in the securities and futures industry in Hong Kong.
Although the SFC’s main role is protect investors and traders on the futures and securities markets, they also enforce market regulations so that brokerages and relevant financial institutions are compliant with them. This way, the SFC is able to protect their clients with the highest standards of security and services.
In addition, the SFC is also responsible to regulating licensing and supervising intermediaries. The SFC works around the clock to monitor and supervise market operations including the exchanges, brokerages, trading platforms, registrars, and other relevant activities.
Also, the SFC oversees the regulations which are relevant to companies and other bodies. They are also in charge of communicating with clients from trading platforms, as well as investors to understand market volatility and operations from a larger perspective. Through this, the SFC helps clients and customers to understand the underlying risks of investing, their rights, as well as their responsibilities.
The SFC is one of the four available regulators in Hong Kong. All four regulators including the SFC work together to ensure that the market activities are properly conducted by all participants.
However, the securities and futures market in Hong Kong was not regulated until 1974 when the market crash took place. The legislation was created to prevent any future market crash. Based on the legislation's decision, it was decided that the regulation of the market would be handled by two separate commissions. One would oversee the securities, while the other would oversee commodities trading.
This legislation was created to protect investors. However, the major market crashed again in 1987, which led to the creation of the Securities Review Committee. In 1989, the SFC was founded to regulate and supervise market activities. This was meant to protect investors, traders, as well as relevant financial institutions and bodies.
However, the 1997 Asian Financial Crisis hit, which forced further reviews of the SFC. It was revealed that although the SFC was established in 1989, its operators were not strictly regulated until the early 1990s when the SFC started to get its funds through fees.
Today, the SFC is responsible for monitoring and supervising the commodity futures brokerages in Hong Kong to be compliant with present regulations to protect clients, traders, and investors. The SFC does this by enforcing these brokerages to take the most appropriate measures to mitigate the risks of the oil crude trading futures contracts. At the same time, the SFC has also encouraged brokerages to safely open new positions for investors or clients who are new to the world of futures and securities. This has the added benefit of encouraging regulated brokers to give reliable information to their clients about the potential risks of trading on financial markets.
Additionally, the SFC also ensures that brokerages manage investor and client exposures towards the market. However, as mentioned above, not all clients comprehend the underlying risks of the futures and securities market. Therefore, the SFC recommends brokerages to control the market exposure of their clients so that traders and investors will be able to understand the potential, takeaways, and risks of the financial products they are trading. In doing so, the SFC will also need to highlight the risks management measures which the brokers will need to implement to manage their risks.
Overall, if you are planning to join one of the Hong Kong brokerages, be sure to check their certification. Most importantly, you should check to make sure they are regulated so that you will not be disadvantaged.
We've collected thousands of datapoints and written a guide to help you find the best SFC Brokers for you. We hope this guide helps you find a reputable broker that matches what you need. We list the what we think are the best SFC regulated brokers below. You can go straight to the broker list here.
There are a number of important factors to consider when picking an online SFC Regulated trading brokerage.
Our team have listed brokers that match your criteria for you below. All brokerage data has been summarised into a comparison table. Scroll down.
We compare these features to make it easier for you to make a more informed choice.
Here are the top SFC Regulated Brokers.
Compare SFC Regulated Brokers min deposits, regulation, headquarters, benefits, funding methods and fees side by side.
All brokers below are SFC regulated brokers. Learn more about what they offer below.
You can scroll left and right on the comparison table below to see more SFC regulated brokers that accept SFC regulated clients
Broker |
eToro
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IC Markets
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XTB
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FP Markets
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Trading212
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Plus500
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Pepperstone
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EasyMarkets
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XM
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FXPrimus
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SpreadEx
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Rating | |||||||||||
Regulation | Financial Conduct Authority (FCA), Cyprus Securities and Exchange Commission (CySEC), Markets In Financial Instruments Directive (MiFID), Australian Securities and Investments Commission (ASIC) | Australian Securities and Investments Commission (ASIC), Financial Services Authority (FSA), Cyprus Securities and Exchange Commission (CySEC) | Financial Conduct Authority (FCA), FCA number FRN 522157, Cyprus Securities and Exchange Commission (CySEC), CySEC Licence Number: 169/12, Comisión Nacional del Mercado de Valores, Komisja Nadzoru Finansowego, Belize International Financial Services Commission (IFSC) under license number IFSC/60/413/TS/19, Polish Securities and Exchange Commission (KPWiG) | Australian Securities and Investments Commission (ASIC), Cyprus Securities and Exchange Commission (CySEC) | Financial Conduct Authority (FCA), Financial Supervision Commission (FSC) | Plus500UK Ltd authorized & regulated by the FCA (#509909), Plus500CY Ltd authorized & regulated by CySEC (#250/14), Plus500AU Pty Ltd (ACN 153301681), ASIC in Australia AFSL #417727, FMA in New Zealand, FSP #486026 and Authorised Financial Services Provider in South Africa FSP #47546 | Financial Conduct Authority (FCA), Australian Securities and Investments Commission (ASIC), Federal Financial Supervisory Authority (BaFin), Dubai Financial Services Authority (DFSA), Capital Markets Authority of Kenya (CMA), Pepperstone Markets Limited is incorporated in The Bahamas (number 177174 B), Licensed by the Securities Commission of the Bahamas (SCB) number SIA-F217 | Cyprus Securities and Exchange Commission (CySEC), Australian Securities and Investments Commission (ASIC) | International Financial Services Commission (IFSC), Cyprus Securities and Exchange Commission (CySEC), Australian Securities and Investments Commission (ASIC) | Cyprus Securities and Exchange Commission (CySEC), Markets In Financial Instruments Directive (MiFID) | Financial Conduct Authority (FCA) |
Min Deposit | 200 | 200 | No minimum deposit | 100 | 1 | 100 | 200 | 100 | 5 | 100 | 1 |
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Used By | 17,000,000+ | 60,000+ | 250,000+ | 10,000+ | 14,000,000+ | 15,500+ | 10,000+ | 142,500+ | 70,000+ | 10,000+ | 10,000+ |
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Platforms | Web Trader, Tablet & Mobile apps | MT4, MT5, Mirror Trader, ZuluTrade, Web Trader, cTrader, Mac | MT4, Mirror Trader, Web Trader, Tablet & Mobile apps | MT4, MT5, IRESS, Mac, Web Trader, Tablet & Mobile apps | Web Trader, Tablet & Mobile apps | Web Trader, Tablet & Mobile apps | MT4, MT5, Mac, ZuluTrade, Web Trader, cTrader, Tablet & Mobile apps | MT4, Web Trader, Tablet & Mobile apps | MT4, MT5, Mac, Web Trader, Tablet & Mobile apps | MT4, Mac, Mirror Trader, Web Trader, Tablet & Mobile apps | Web Trader, Tablet & Mobile apps |
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Learn More |
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Up with easymarkets |
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Up with spreadex |
Risk Warning | 71% of retail investor accounts lose money when trading CFDs with this provider. | Losses can exceed deposits | 82% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money. | Losses can exceed deposits | CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 76% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money. | 76.4% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you can afford to take the high risk of losing your money. | CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 79.3% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money | Your capital is at risk | Your capital is at risk | Losses can exceed deposits | Losses can exceed deposits |
Demo |
eToro Demo |
IC Markets Demo |
XTB Demo |
FP Markets Demo |
Trading 212 Demo |
Plus500 Demo |
Pepperstone Demo |
easyMarkets Demo |
XM Demo |
FXPrimus Demo |
SpreadEx Demo |
Excluded Countries | IR, KP, BE, CA, JP, SY, TR, IL, BY, AL, MD, MK, RS, GN, CD, SD, ZW, ET, GH, TZ, LY, UG, ZM, BW, RW, TN, SO, NA, TG, SL, LR, GM, DJ, CI, PK, BN, TW, WS, NP, SG, VI, TM, TJ, UZ, LK, TT, HT, MM, BT, MH, MV, KZ, GD, FJ, BB, BM, BS, AG, AI, AW, LB, SV, US, PY, HN, GT, PR, NI, VG, AN, | AF, GN, SL, BW, IR, SY, MM, IQ, TG, KH, LS, YE, CI , LR, ZW, CU, LY, TZ, CG, ML, BO, LR, NE, AO, GM, NG, AG, GH, KR, KG, GN, SN, NA | US, IN, PK, BD, NG , ID, BE | US, JP, NZ | US | MY, BE, US, CA, CN, ID, PH, TG, NG, DO, MA, ZW, PR, TZ, TN, UG, BW, AO, AE | BR, KR, IR, IQ, SY, JP, US | US | US, CA, IL, KR, IR, MM, CU, SD, SY | AF, CI, CU, IQ, IR, LY, MM, KR, SD, PR, US, AU, SY, DZ, JP, EC. | US, TR |
You can compare SFC Regulated Brokers ratings, min deposits what the the broker offers, funding methods, platforms, spread types, customer support options, regulation and account types side by side.
We also have an indepth Top SFC Regulated Brokers for 2021 article further below. You can see it now by clicking here
We have listed top SFC regulated brokers below.